Investment adviser · CRD 21786

FMSI ADVISERS

Investment adviser filing (IA)

FIRST MIDWEST SECURITIES, INC.

BLOOMINGTON, IL, United States · Form ADV filed Mar 26, 2015

Regulatory AUM
$169M
Form ADV · Item 5.F
Client accounts
498
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 26, 2015. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

207 W. JEFFERSON STREET, SUITE 102
BLOOMINGTON, IL, 61701-3969, United States

CRD 21786

Filing source

Form ADV 899561 · Mar 26, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.