Investment adviser · CRD 105499
FLAHERTY & CRUMRINE INCORPORATED
Investment adviser filing (IA)
PASADENA, CA, United States · Form ADV filed Mar 25, 2026
- Regulatory AUM
- $4.15B Form ADV · Item 5.F
- Client accounts
- 16 Accounts, not individual clients
- Employees
- 14 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 6 | $3,107,023,714 | 74.9% |
| Insurance companies | 8 | $840,596,411 | 20.3% |
| Pooled investment vehicles | 2 | $131,433,469 | 3.2% |
| Other clients | Fewer than 5 | $70,782,074 | 1.7% |
Filing source
Form ADV 2079916 · Mar 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 25, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets
Principal office
301 E COLORADO BLVD, SUITE 800PASADENA, CA, 91101-1911, United States
CRD 105499
Filing source
Form ADV 2079916 · Mar 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.