Investment adviser · CRD 308377
FIVE OCEANS ADVISORS
Investment adviser filing (IA)
FIVE OCEANS ADVISORS LLC
· Form ADV filed Jan 23, 2026
- Regulatory AUM
- $456M Form ADV · Item 5.F
- Client accounts
- 564 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 74 | $398,322,630 | 87.3% |
| Individuals | 43 | $51,892,636 | 11.4% |
| Corporations & businesses | Fewer than 5 | $5,731,046 | 1.3% |
| Retirement plans | Fewer than 5 | $246,125 | 0.1% |
Filing source
Form ADV 2040531 · Jan 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 23, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
CRD 308377
Filing source
Form ADV 2040531 · Jan 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.