Investment adviser · CRD 150647
FIRSTHAND CAPITAL MANAGEMENT, INC.
Investment adviser filing (IA)
SAN JOSE, CA, United States · Form ADV filed Jul 31, 2026
- Regulatory AUM
- $58.6M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 2 | $58,567,545 | 100.0% |
| Individuals | Fewer than 5 | Not reported | Not reported |
| High-net-worth individuals | Fewer than 5 | Not reported | Not reported |
| Banks & thrifts | Fewer than 5 | Not reported | Not reported |
| Business development companies | 1 | $0 | 0.0% |
| Retirement plans | Fewer than 5 | Not reported | Not reported |
| Charities | Fewer than 5 | Not reported | Not reported |
| Government entities | Fewer than 5 | Not reported | Not reported |
| Other investment advisers | Fewer than 5 | Not reported | Not reported |
| Insurance companies | Fewer than 5 | Not reported | Not reported |
| Sovereign wealth & foreign institutions | Fewer than 5 | Not reported | Not reported |
| Corporations & businesses | Fewer than 5 | Not reported | Not reported |
| Other clients | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 2122297 · Jul 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SIVEST VENTURE PARTNERS, L.P.Venture Capital Fund · Last reported Feb 7, 2012$50KGross asset value
Form D fundraising filings
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-2842290356
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
- Form D file number
- 021-138229
Form ADV 610737 · Feb 7, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jul 31, 2026. View historical filings
Reported services
Investment company portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
3031 TISCH WAY, #110 PLAZA WESTSAN JOSE, CA, 95128, United States
CRD 150647
Filing source
Form ADV 2122297 · Jul 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.