Investment adviser · CRD 6609

FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

Investment adviser filing (IA)

PASADENA, CA, United States · Form ADV filed May 16, 2014

Regulatory AUM
$755M
Form ADV · Item 5.F
Client accounts
515
Accounts, not individual clients
Employees
15
Reported in this filing
Advisory professionals
9
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LAKE STREET FUND, LPHedge Fund · Last reported May 16, 2014$104MGross asset value
Fund administrator ALPS FUND SERVICES INC BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO BEVERLY HILLS, California, United States
Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEDBUSH SECURITIES INC.
SEC 8-12987

Fund details & source
Fund ID
805-8753145776
Reported beneficial owners
65
Minimum commitment
$1M

Form ADV 824891 · May 16, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOUNT WILSON GLOBAL FUND, LPHedge Fund · Last reported May 16, 2014$5.86MGross asset value
Fund administrator ALPS FUND SERVICES, INC. BELLEVUE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & CO BEVERLY HILLS, California, United States
Custodian UNION BANK NA SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4752343957
Reported beneficial owners
30
Minimum commitment
$500K

Form ADV 824891 · May 16, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 16, 2014. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

1214 EAST GREEN STREET, SUITE 104
PASADENA, CA, 91106, United States

CRD 6609

Filing source

Form ADV 824891 · May 16, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.