Investment adviser · CRD 328327

FIRST TRUST INVESTMENT SOLUTIONS L.P.

Investment adviser filing (IA)

NAPLES, FL, United States · Form ADV filed May 29, 2024

Regulatory AUM: $518M
Client accounts: 800
Employees: 8
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	751	$453,820,137	87.6%
Pooled investment vehicles	1	$48,301,862	9.3%
Corporations & businesses	14	$7,040,899	1.4%
Individuals	27	$4,574,566	0.9%
Charities	7	$4,389,566	0.8%

Filing source

Form ADV 1876527 · May 29, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FTIS ENHANCED LIQUID INCOME FUND MASTER FUND, LPHedge Fund · Last reported May 29, 2024$47.9MGross asset value

Feeder funds

FTIS ENHANCED LIQUID INCOME FUND, LP
FTIS ENHANCED LIQUID INCOME OFFSHORE FUND, LTD.

Fund administrator SS&C TECHNOLOGIES, INC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

INTERACTIVE BROKERS LLC
SEC 8-47257

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

Fund details & source

Fund ID: 805-5271467471
Reported beneficial owners: 61
Minimum commitment: $250K
Form D file number: 021-463302
Form D file number: 021-463304

Form ADV 1876527 · May 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2024. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Performance-based

Principal office

9130 GALLERIA COURT, SUITE 202
NAPLES, FL, 34109, United States

CRD 328327

Filing source

Form ADV 1876527 · May 29, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.