Investment adviser · CRD 107027

FIRST TRUST ADVISORS LP

Investment adviser filing (IA)

WHEATON, IL, United States · Form ADV filed Apr 30, 2026

Regulatory AUM: $309B
Client accounts: 6,316
Employees: 542
Advisory professionals: 143

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1,954	$297,508,000,000	96.2%
Pooled investment vehicles	80	$5,051,000,000	1.6%
High-net-worth individuals	2,593	$4,656,000,000	1.5%
Charities	52	$1,115,000,000	0.4%
Corporations & businesses	118	$594,000,000	0.2%
Individuals	934	$317,000,000	0.1%

Filing source

Form ADV 2101890 · Apr 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FTIS ENHANCED LIQUID INCOME MASTER FUND, LPHedge Fund · Last reported Apr 30, 2026$53MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source

Fund ID: 805-5271467471
Reported beneficial owners: 64
Minimum commitment: $250K
Form D file number: 021-463302
Form D file number: 021-463304

Form ADV 2101890 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 30, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Performance-based

Principal office

120 E. LIBERTY DRIVE, SUITE 400
WHEATON, IL, 60187, United States

CRD 107027

Filing source

Form ADV 2101890 · Apr 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.