Investment adviser · CRD 155986

FIRST OAK CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Jan 6, 2014

Regulatory AUM
$104M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FIRST OAK ACORN FUND, L.P.Hedge Fund · Last reported Jan 6, 2014$66MGross asset value
Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, LLP BEVERLY HILLS, California, United States
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer PARK HILL GROUP LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-7888369662
Reported beneficial owners
44
Minimum commitment
$1M
Form D file number
021-9999999999

Form ADV 775373 · Jan 6, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIRST OAK ACORN MASTER FUND, L.P.Hedge Fund · Last reported Jan 6, 2014$56MGross asset value

Feeder funds

  • FIRST OAK ACORN FUND, LTD.
Fund administrator CITCO FUND SERVICES TORONTO, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY LLP GRAND CAYMAN, Cayman Islands
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer PARK HILL GROUP LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-1513503145
Reported beneficial owners
3
Minimum commitment
$1M
Form D file number
021-9999999999

Form ADV 775373 · Jan 6, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FIRST OAK ACORN INSTITUTIONAL FUND, L.P.Hedge Fund · Last reported Apr 25, 2013$5MGross asset value
Fund administrator CITCO FUND SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY, LLP BEVERLY HILLS, California, United States
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer PARK HILL GROUP LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-8784831457
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-9999999999

Form ADV 732803 · Apr 25, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 6, 2014. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

600 MONTGOMERY STREET, 11TH FLOOR
SAN FRANCISCO, CA, 94111, United States

CRD 155986

Filing source

Form ADV 775373 · Jan 6, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.