Investment adviser · CRD 7524
FIRST KENTUCKY SECURITIES CORP
Investment adviser filing (IA)
FIRST KENTUCKY SECURITIES CORPORATION
LOUISVILLE, KY, United States · Form ADV filed Dec 2, 2025
- Regulatory AUM
- $566M Form ADV · Item 5.F
- Client accounts
- 1,530 Accounts, not individual clients
- Employees
- 19 Reported in this filing
- Advisory professionals
- 16 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 413 | $369,733,199 | 65.3% |
| Individuals | 1,108 | $185,152,529 | 32.7% |
| Government entities | Fewer than 5 | $5,051,851 | 0.9% |
| Retirement plans | Fewer than 5 | $3,000,146 | 0.5% |
| Charities | Fewer than 5 | $2,215,493 | 0.4% |
| Corporations & businesses | Fewer than 5 | $849,828 | 0.2% |
Filing source
Form ADV 2021675 · Dec 2, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Dec 2, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers · Security ratings
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
4360 BROWNSBORO ROAD, SUITE 300LOUISVILLE, KY, 40207, United States
CRD 7524
Filing source
Form ADV 2021675 · Dec 2, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.