Investment adviser · CRD 106075

FIRST FOUNDATION ADVISORS

Investment adviser filing (IA)

IRVINE, CA, United States · Form ADV filed Jul 29, 2026

Regulatory AUM
$5.06B
Form ADV · Item 5.F
Client accounts
3,373
Accounts, not individual clients
Employees
57
Reported in this filing
Advisory professionals
28
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals623$3,495,124,09869.0%
Banks & thrifts157$483,258,0299.5%
Corporations & businesses57$345,037,3816.8%
Charities30$314,755,5586.2%
Individuals430$234,699,8264.6%
Investment companies1$143,736,1162.8%
Other clients18$47,102,1210.9%
Filing source

Form ADV 2120577 · Jul 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE KELLER LATE STAGE VC FUND LPVenture Capital Fund · Last reported Apr 6, 2022$33.5KGross asset value

Form D fundraising filings

Keller Late Stage VC Fund, LP The

Fund administrator MIRACLE MILE CPA LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor MARCUM LLP ACCOUNTANTS & ADVISORS COSTA MESA, California, United States
Custodian FIRST FOUNDATION BANK IRVINE, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MARCUM LLP ACCOUNTANTS & ADVISORS
PCAOB 688

Fund details & source
Fund ID
805-5579240908
Reported beneficial owners
30
Minimum commitment
$250K
Form D file number
021-186611

Form ADV 1639777 · Apr 6, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 29, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

18101 VON KARMAN AVE, SUITE 700
IRVINE, CA, 92612-1051, United States

CRD 106075

Filing source

Form ADV 2120577 · Jul 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.