Investment adviser · CRD 140292

FIRST ALLIED ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

SAN DIEGO, CA, United States · Form ADV filed Jun 24, 2015

Regulatory AUM
$9.02M
Form ADV · Item 5.F
Client accounts
22
Accounts, not individual clients
Employees
15
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 24, 2015. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets

Principal office

655 W. BROADWAY, 12TH FLOOR
SAN DIEGO, CA, 92101, United States

CRD 140292

Filing source

Form ADV 930536 · Jun 24, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.