Investment adviser · CRD 131442
FINLEY FINANCIAL, LLC
Investment adviser filing (IA)
LAS VEGAS, NV, United States · Form ADV filed Jan 26, 2026
- Regulatory AUM
- $260M Form ADV · Item 5.F
- Client accounts
- 290 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 78 | $201,126,309 | 77.4% |
| Individuals | 46 | $58,694,032 | 22.6% |
Filing source
Form ADV 2044558 · Jan 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 26, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
11421 RAIN CANYON AVE, 102LAS VEGAS, NV, 89135, United States
CRD 131442
Filing source
Form ADV 2044558 · Jan 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.