Investment adviser · CRD 322268
FINEBERG FINANCIAL MANAGEMENT LLC
Investment adviser filing (IA)
SEAL BEACH, CA, United States · Form ADV filed Feb 10, 2023
- Regulatory AUM
- $22.4M Form ADV · Item 5.F
- Client accounts
- 115 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 25 | $20,000,000 | 89.3% |
| Individuals | 16 | $2,400,000 | 10.7% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1706153 · Feb 10, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 10, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
3020 OLD RANCH PARKWAY, SUITE 300SEAL BEACH, CA, 90740, United States
CRD 322268
Filing source
Form ADV 1706153 · Feb 10, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.