Investment adviser · CRD 311949
FINDEC WEALTH SERVICES, INC.
Investment adviser filing (IA)
STOCKTON, CA, United States · Form ADV filed Mar 23, 2026
- Regulatory AUM
- $628M Form ADV · Item 5.F
- Client accounts
- 822 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 238 | $490,223,000 | 78.1% |
| High-net-worth individuals | 38 | $65,490,000 | 10.4% |
| Individuals | 306 | $54,561,000 | 8.7% |
| Government entities | 11 | $15,736,000 | 2.5% |
| Charities | Fewer than 5 | $1,402,000 | 0.2% |
| Corporations & businesses | Fewer than 5 | $493,000 | 0.1% |
Filing source
Form ADV 2056981 · Mar 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 23, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1776 W. MARCH LANE, SUITE 190STOCKTON, CA, 95207, United States
CRD 311949
Filing source
Form ADV 2056981 · Mar 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.