Investment adviser · CRD 159404
FINANCIAL PLANNING ASSOCIATES, LLC
Investment adviser filing (IA)
WHITE PLAINS, NY, United States · Form ADV filed Mar 29, 2026
- Regulatory AUM
- $74.7M Form ADV · Item 5.F
- Client accounts
- 60 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 33 | $64,584,928 | 86.4% |
| Individuals | 26 | $9,715,424 | 13.0% |
| Retirement plans | Fewer than 5 | $416,725 | 0.6% |
Filing source
Form ADV 2084640 · Mar 29, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 29, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly
Principal office
399 KNOLLWOOD ROAD, SUITE 113WHITE PLAINS, NY, 10603, United States
CRD 159404
Filing source
Form ADV 2084640 · Mar 29, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.