Investment adviser · CRD 113110
FINANCIAL PLANNING AND INFORMATION SERVICES, INC.
Investment adviser filing (IA)
DE PERE, WI, United States · Form ADV filed Oct 10, 2024
- Regulatory AUM
- $1.08B Form ADV · Item 5.F
- Client accounts
- 4,135 Accounts, not individual clients
- Employees
- 16 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 347 | $728,742,716 | 67.5% |
| Individuals | 810 | $350,482,460 | 32.4% |
| Charities | Fewer than 5 | $872,028 | 0.1% |
Filing source
Form ADV 1906739 · Oct 10, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Oct 10, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
115 FOURTH STREETDE PERE, WI, 54115, United States
CRD 113110
Filing source
Form ADV 1906739 · Oct 10, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.