Investment adviser · CRD 120818
FINANCIAL MANAGEMENT STRATEGIES, INC.
Investment adviser filing (IA)
BROADVIEW HTS., OH, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $714M Form ADV · Item 5.F
- Client accounts
- 1,895 Accounts, not individual clients
- Employees
- 23 Reported in this filing
- Advisory professionals
- 23 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 588 | $374,135,353 | 52.4% |
| Individuals | 1,264 | $244,786,018 | 34.3% |
| Retirement plans | 8 | $65,772,555 | 9.2% |
| Corporations & businesses | 29 | $25,039,136 | 3.5% |
| Charities | 6 | $4,504,247 | 0.6% |
Filing source
Form ADV 2056402 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
9200 SOUTH HILLS BLVD., SUITE 310BROADVIEW HTS., OH, 44147, United States
CRD 120818
Filing source
Form ADV 2056402 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.