Investment adviser · CRD 115416

FINANCIAL INVESTMENTS RESEARCH & MANAGEMENT LLC

Investment adviser filing (IA)

CORALVILLE, IA, United States · Form ADV filed Sep 12, 2014

Regulatory AUM
$66.2M
Form ADV · Item 5.F
Client accounts
395
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 12, 2014. View historical filings

Reported services

Individual portfolio management

Compensation

Percentage of assets

Principal office

2461 10TH ST. SUITE 6
CORALVILLE, IA, 52241, United States

CRD 115416

Filing source

Form ADV 844546 · Sep 12, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.