Investment adviser · CRD 156059
FINANCIAL GUARD, LLC
Investment adviser filing (IA)
SALT LAKE CITY, UT, United States · Form ADV filed Nov 7, 2022
- Regulatory AUM
- $977K Form ADV · Item 5.F
- Client accounts
- 7 Accounts, not individual clients
- Employees
- 18 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 6 | $977,294 | 100.0% |
Filing source
Form ADV 1684578 · Nov 7, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Nov 7, 2022. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Fixed
Principal office
47 WEST 200 SOUTH, 2ND FLOORSALT LAKE CITY, UT, 84101, United States
CRD 156059
Filing source
Form ADV 1684578 · Nov 7, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.