Investment adviser · CRD 122342

FINANCIAL CONCEPTS

Investment adviser filing (IA)

FINANCIAL CONCEPTS, INC.

CHANDLER, AZ, United States · Form ADV filed May 8, 2012

Regulatory AUM
$56.4M
Form ADV · Item 5.F
Client accounts
471
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SYNEQ VENTURES, LLCPrivate Equity Fund · Last reported Mar 30, 2012$885KGross asset value

Form D fundraising filings

SynEq Ventures, LLC

Auditor THE BOLES GROUP TEMPE, Arizona, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5782366713
Reported beneficial owners
45
Minimum commitment
$10K
Form D file number
021-158914

Form ADV 632227 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FINCO VENTURES II, LLCPrivate Equity Fund · Last reported Mar 30, 2012$800KGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6907557669
Reported beneficial owners
17
Minimum commitment
$100K

Form ADV 632227 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 8, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

3195 WEST RAY ROAD, SUITE 9
CHANDLER, AZ, 85226, United States

CRD 122342

Filing source

Form ADV 645833 · May 8, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.