Investment adviser · CRD 104650
CLEARARC CAPITAL, INC.
Investment adviser filing (IA)
CINCINNATI, OH, United States · Form ADV filed Nov 18, 2019
- Regulatory AUM
- $3.89B Form ADV · Item 5.F
- Client accounts
- 116 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Corporations & businesses | 20 | $1,321,683,185 | 34.0% |
| Charities | 21 | $1,001,184,020 | 25.7% |
| Government entities | 14 | $658,747,399 | 16.9% |
| Pooled investment vehicles | 5 | $593,666,908 | 15.3% |
| Insurance companies | 4 | $148,784,272 | 3.8% |
| Retirement plans | 7 | $88,087,949 | 2.3% |
| Other clients | 1 | $61,713,601 | 1.6% |
| Business development companies | 1 | $12,539,905 | 0.3% |
| High-net-worth individuals | 1 | $5,045,066 | 0.1% |
Filing source
Form ADV 1353316 · Nov 18, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
STONEROAD STRATEGIC INCOME PLUS INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUSTOther Private Fund · Last reported Nov 18, 2019$17.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE, LLP
PCAOB 34
Fund details & source
- Fund ID
- 805-6194425506
- Reported beneficial owners
- 23
- Minimum commitment
- $5M
- Form D file number
- 021-207118
Form ADV 1353316 · Nov 18, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STONEROAD CORE PLUS FIXED INCOME INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUSTOther Private Fund · Last reported Nov 18, 2019$11.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE, LLP
PCAOB 34
Fund details & source
- Fund ID
- 805-9426519967
- Reported beneficial owners
- 4
- Minimum commitment
- $5M
- Form D file number
- 021-242582
Form ADV 1353316 · Nov 18, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STONEROAD STRATEGIC INCOME PLUS SRI INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUSTOther Private Fund · Last reported Nov 18, 2019$4.66MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE, LLP
PCAOB 34
Fund details & source
- Fund ID
- 805-8110838418
- Reported beneficial owners
- 19
- Minimum commitment
- $5M
- Form D file number
- 021-266941
Form ADV 1353316 · Nov 18, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STONEROAD CORE PLUS FIXED INCOME SRI INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUSTOther Private Fund · Last reported Nov 18, 2019$3.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE, LLP
PCAOB 34
Fund details & source
- Fund ID
- 805-2884585916
- Reported beneficial owners
- 11
- Minimum commitment
- $100K
- Form D file number
- 021-230432
Form ADV 1353316 · Nov 18, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
STONEROAD DIVIDEND GROWTH PREMIUM INCOME PLUS INVESTMENT TRUST FUND, A SERIES OF THE STONEROAD SERIES INVESTMENT TRUSTOther Private Fund · Last reported Aug 17, 2016$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-7295763979
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
- Form D file number
- 021-242583
Form ADV 1035387 · Aug 17, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Nov 18, 2019. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets
Principal office
38 FOUNTAIN SQUARE PLAZA, 29TH FLOORCINCINNATI, OH, 45263, United States
CRD 104650
Filing source
Form ADV 1353316 · Nov 18, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.