Investment adviser · CRD 106607

FIDUCIARY FINANCIAL SERVICES WEALTH MANAGEMENT

Investment adviser filing (IA)

FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC

DALLAS, TX, United States · Form ADV filed Sep 27, 2019

Regulatory AUM: $405M
Client accounts: 747
Employees: 9
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	318	$270,167,588	66.7%
High-net-worth individuals	23	$101,525,162	25.1%
Government entities	Fewer than 5	$18,950,059	4.7%
Retirement plans	Fewer than 5	$12,547,039	3.1%
Charities	Fewer than 5	$1,795,767	0.4%
Corporations & businesses	Fewer than 5	$3,088	0.0%
Banks & thrifts	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1347477 · Sep 27, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 27, 2019. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Fixed

Principal office

13155 NOEL ROAD, SUITE 750
DALLAS, TX, 75240-5040, United States

CRD 106607

Filing source

Form ADV 1347477 · Sep 27, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.