Investment adviser · CRD 113205
FFC CAPITAL MANAGEMENT
Investment adviser filing (IA)
FRANCIS FINANCIAL GROUP, LLC
NEW ORLEANS, LA, United States · Form ADV filed Apr 5, 2018
- Regulatory AUM
- $430M Form ADV · Item 5.F
- Client accounts
- 144 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Government entities | 15 | $384,500,000 | 89.4% |
| Charities | 5 | $31,000,000 | 7.2% |
| Individuals | 120 | $7,685,766 | 1.8% |
| Insurance companies | Fewer than 5 | $6,498,621 | 1.5% |
| Retirement plans | Fewer than 5 | $250,000 | 0.1% |
Filing source
Form ADV 1205629 · Apr 5, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 5, 2018. View historical filings
Reported services
Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
400 POYDRAS STREET, SUITE 2430NEW ORLEANS, LA, 70130, United States
CRD 113205
Filing source
Form ADV 1205629 · Apr 5, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.