Investment adviser · CRD 160116

FERRIS CAPITAL, LLC

Investment adviser filing (IA)

SOUTHBOROUGH, MA, United States · Form ADV filed Mar 24, 2022

Regulatory AUM
$756M
Form ADV · Item 5.F
Client accounts
615
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals103$570,262,44275.5%
Individuals73$176,650,90523.4%
CharitiesFewer than 5$8,775,9451.2%
Filing source

Form ADV 1623715 · Mar 24, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FD CHESTNUT OPPORTUNITY, LLCPrivate Equity Fund · Last reported Mar 24, 2022$1.6MGross asset value

Form D fundraising filings

FD Chestnut Opportunity, LLC

Auditor GREENBERG, ROSENBLATT, KULL & BISTOLI, P.C. WORCESTER, Massachusetts, United States
Custodian ST. ANNE'S CREDIT UNION FALL RIVER, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GREENBERG, ROSENBLATT, KULL & BISTOLI, P.C.
PCAOB 144

ST. ANNE'S CREDIT UNION
LEI 000985679

Fund details & source
Fund ID
805-2439353175
Reported beneficial owners
7
Minimum commitment
$100K
Form D file number
021-320964

Form ADV 1623715 · Mar 24, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

118 TURNPIKE ROAD, SUITE 300
SOUTHBOROUGH, MA, 01772, United States

CRD 160116

Filing source

Form ADV 1623715 · Mar 24, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.