Investment adviser · CRD 120648

FEDERAL STREET ADVISERS, INC.

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Jul 31, 2014

Regulatory AUM
$712K
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FEDERAL STREET ASIA/EMERGING MARKETS OFFSHORE FUND, LTDHedge Fund · Last reported Mar 7, 2013$68MGross asset value

Feeder funds

  • FEDERAL STREET ASSOCIATES OFFSHORE FUND, LTD
  • FEDERAL STREET MULTI-STRATEGY OFFSHORE FUND, LTD
Fund administrator UBS FUND SERVICES (CAYMAN) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP TORONTO, Canada
Custodian UBS FUND SERVICES (CAYMAN) LTD TORONTO, Canada Related to adviser: No
Marketer DAVID DEWEY GREENWICH, Connecticut, United States Related to adviser: No
Marketer MALLORY CAPITAL GROUP, LLC DARIEN, Connecticut, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer WILMINGTON TRUST INVESTMENT MANAGEMENT WIMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

WILMINGTON TRUST INVESTMENT MANAGEMENT
CRD 19396 · SEC 801-41081

Fund details & source
Fund ID
805-7810470193
Reported beneficial owners
18
Minimum commitment
$1M
Form D file number
021-97057

Form ADV 709488 · Mar 7, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FEDERAL STREET ASIA/EMERGING MARKETS FUND, LLCHedge Fund · Last reported Mar 7, 2013$61MGross asset value

Feeder funds

  • FEDERAL STREET ASSOCIATES I, LLC
Fund administrator UBS FUND SERVICES (CAYMAN) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP TORONTO, Canada
Custodian UBS FUND SERVICES (CAYMAN) LTD TORONTO, Canada Related to adviser: No
Marketer DAVID DEWEY GREENWICH, Connecticut, United States Related to adviser: No
Marketer MALLORY CAPITAL GROUP, LLC DARIEN, Connecticut, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Marketer WILMINGTON TRUST INVESTMENT MANAGEMENT WIMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

WILMINGTON TRUST INVESTMENT MANAGEMENT
CRD 19396 · SEC 801-41081

Fund details & source
Fund ID
805-7980325055
Reported beneficial owners
24
Minimum commitment
$1M
Form D file number
021-97055

Form ADV 709488 · Mar 7, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 31, 2014. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets

Principal office

750 WASHINGTON BOULEVARD, 6TH FLOOR
STAMFORD, CT, 06901, United States

CRD 120648

Filing source

Form ADV 837312 · Jul 31, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.