FCM INVESTMENTS – investment adviser, $186M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	31	$178,448,126	96.1%
Charities	2	$4,689,545	2.5%
Retirement plans	1	$2,565,863	1.4%
Pooled investment vehicles	1	$50,979	0.0%

Filing source

Form ADV 1189365 · Mar 19, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FCM FAR EASTERN FUND, L.P.Other Private Fund · Last reported Mar 19, 2018$54.6MGross asset value

Form D fundraising filings

FCM FAR EASTERN FUND L P

Auditor ARMANINO, LLP DALLAS, Texas, United States

Custodian STATE STREET GLOBAL SERVICES QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ARMANINO, LLP
PCAOB 32

Fund details & source

Fund ID: 805-6795381944
Reported beneficial owners: 29
Minimum commitment: $400K
Form D file number: 021-302542

Form ADV 1189365 · Mar 19, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FCM FLEXIBLE GLOBAL FUND, L.P.Other Private Fund · Last reported Mar 19, 2018$8.95MGross asset value

Form D fundraising filings

FCM FLEXIBLE GLOBAL FUND LP

Auditor ARMANINO, LLP DALLAS, Texas, United States

Custodian STATE STREET GLOBAL SERVICES QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ARMANINO, LLP
PCAOB 32

Fund details & source

Fund ID: 805-4498510838
Reported beneficial owners: 27
Minimum commitment: $400K
Form D file number: 021-138151

Form ADV 1189365 · Mar 19, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FCM INCOME FUND, L.P.Other Private Fund · Last reported Mar 7, 2016$2.83MGross asset value

Form D fundraising filings

FCM Income Fund, L.P.

Auditor TRAVISWOLFF & CO, LLP DALLAS, Texas, United States

Custodian STATE STREET GLOBAL SERVICES QUINCY, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-1304584780
Reported beneficial owners: 12
Minimum commitment: $400K
Form D file number: 021-138153

Form ADV 979462 · Mar 7, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 19, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

2200 ROSS AVENUE, SUITE 4600 WEST
DALLAS, TX, 75201-7931, United States

CRD 107025

Filing source

Form ADV 1189365 · Mar 19, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.