Investment adviser · CRD 128729
FALCONS ROCK INVESTMENT COUNSEL, LLC
Investment adviser filing (IA)
GERMANTOWN, WI, United States · Form ADV filed Mar 25, 2019
- Employees
- 3 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Not available in this filing: Regulatory AUM, Client accounts.
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | Fewer than 5 | $0 | Not reported |
| High-net-worth individuals | 20 | $0 | Not reported |
| Retirement plans | 7 | $0 | Not reported |
| Charities | Fewer than 5 | $0 | Not reported |
Filing source
Form ADV 1270032 · Mar 25, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 25, 2019. View historical filings
Reported services
Financial planning · Pension consulting · Selection of other advisers
Compensation
Hourly · Fixed
Principal office
W175N11081 STONEWOOD DRIVE, SUITE 201GERMANTOWN, WI, 53022, United States
CRD 128729
Filing source
Form ADV 1270032 · Mar 25, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.