Investment adviser · CRD 174092
FALCON WEALTH PLANNING, LLC
Investment adviser filing (IA)
ONTARIO, CA, United States · Form ADV filed Sep 25, 2026
- Regulatory AUM
- $1.96B Form ADV · Item 5.F
- Client accounts
- 5,567 Accounts, not individual clients
- Employees
- 40 Reported in this filing
- Advisory professionals
- 22 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 528 | $1,481,508,689 | 75.7% |
| Individuals | 1,053 | $437,550,007 | 22.4% |
| Corporations & businesses | 20 | $33,351,900 | 1.7% |
| Retirement plans | 10 | $3,554,136 | 0.2% |
Filing source
Form ADV 2134518 · Sep 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 25, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
3400 INLAND EMPIRE BLVD., SUITE 100ONTARIO, CA, 91764, United States
CRD 174092
Filing source
Form ADV 2134518 · Sep 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.