Investment adviser · CRD 160934

FALCON MANAGEMENT CORPORATION

Investment adviser filing (IA)

WYCKOFF, NJ, United States · Form ADV filed Feb 14, 2012

Regulatory AUM
$345M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

JL FALCON GLOBAL FUNDHedge Fund · Last reported Feb 14, 2012$345MGross asset value

Feeder funds

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Auditor ERNST & YOUNG LTD. GEORGETOWN, GRAND CAYMAN, Cayman Islands
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-5513219004
Reported beneficial owners
49
Minimum commitment
$5M
Form D file number
021-135614

Form ADV 605166 · Feb 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 14, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

400 WEST MAIN STREET
WYCKOFF, NJ, 07481, United States

CRD 160934

Filing source

Form ADV 605166 · Feb 14, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.