Investment adviser · CRD 305706

EXOS ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 13, 2026

Regulatory AUM: $682K
Client accounts: 4
Employees: 25
Advisory professionals: 8

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$547,424	80.2%
High-net-worth individuals	2	$134,757	19.8%

Filing source

Form ADV 2125878 · Aug 13, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EXOS PRIVATE OPPORTUNITIES I LLCPrivate Equity Fund · Last reported Aug 13, 2026$547KGross asset value

Form D fundraising filings

EXOS PRIVATE OPPORTUNITIES I LLC

Fund administrator SEAMLESS ALTS PLATFORM LLC DOWNERS GROOVE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States

Custodian AXOS BANK SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRASSI & CO., CPAS, P.C.
PCAOB 606

Fund details & source

Fund ID: 805-2606191967
Reported beneficial owners: 2
Minimum commitment: $50K
Form D file number: 021-547265

Form ADV 2125878 · Aug 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXOS COLLATERALIZED SPAC HOLDINGS FUND L.P.Hedge Fund · Last reported Aug 13, 2026$0Gross asset value

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CINNCINNITI, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRASSI & CO., CPAS, P.C.
PCAOB 606

Fund details & source

Fund ID: 805-7240541128
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 2125878 · Aug 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXOS CRE OPPORTUNITY FUND II LPReal Estate Fund · Last reported Nov 27, 2023$40MGross asset value

Form D fundraising filings

Exos CRE Opportunity Fund II LP

Feeder funds

EXOS CRE OPPORTUNITY FUND II FEEDER LP

Fund administrator SOCIUM LLC SHORT HILLS, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER LLP
PCAOB 274

Fund details & source

Fund ID: 805-8951285015
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-437209

Form ADV 1801756 · Nov 27, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXOS SPAC OPPORTUNITIES I LLCHedge Fund · Last reported Feb 23, 2021$4.76MGross asset value

Form D fundraising filings

Exos SPAC Opportunities I LLC

Fund administrator SS&C GLOBEOP DUBLIN, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GEORGE TOWN, Cayman Islands

Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CLEAR STREET LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

CLEAR STREET LLC
SEC 8-69972

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source

Fund ID: 805-5481794481
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-365258

Form ADV 1498382 · Feb 23, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EXOS SPAC WARRANT OPPORTUNITIES I LLCHedge Fund · Last reported Apr 1, 2025$252KGross asset value

Fund administrator FORMIDIUM CORP. LOMBARD, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States

Custodian CF SECURED, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States

Prime broker CF SECURED, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRASSI & CO., CPAS, P.C.
PCAOB 606

CF SECURED, LLC
SEC 8-69863

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

CF SECURED, LLC
CRD 285841 · SEC 8-69863

Fund details & source

Fund ID: 805-5298480083
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1975154 · Apr 1, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 13, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

35 W 35TH STREET, FIFTH FLOOR
NEW YORK, NY, 10001, United States

CRD 305706

Filing source

Form ADV 2125878 · Aug 13, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.