Investment adviser · CRD 147745

ETON ADVISORS, LP

Investment adviser filing (IA)

CHAPEL HILL, NC, United States · Form ADV filed Mar 31, 2017

Regulatory AUM
$1.46B
Form ADV · Item 5.F
Client accounts
135
Accounts, not individual clients
Employees
13
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FARRINGTON INCOME STRATEGIES FUND QP LPOther Private Fund · Last reported Mar 31, 2017$79.6MGross asset value
Auditor ERNST & YOUNG, LLP RALEIGH, North Carolina, United States
Custodian BNY MELLON NEW YORK CITY, New York, United States Related to adviser: No
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1868298646
Reported beneficial owners
44
Minimum commitment
$100K
Form D file number
021-181386

Form ADV 1097133 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FARRINGTON DIVERSIFIED STRATEGIES FUND A (QP), L.P.Hedge Fund · Last reported Mar 31, 2017$56.6MGross asset value
Auditor ERNST & YOUNG, LLP RALEIGH, North Carolina, United States
Custodian BNY MELLON NEW YORK CITY, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1939442735
Reported beneficial owners
17
Minimum commitment
$100K
Form D file number
021-204331

Form ADV 1097133 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FARRINGTON EQUITY OPPORTUNITIES FUND A (QP), L.P.Hedge Fund · Last reported Mar 31, 2017$45.1MGross asset value
Auditor ERNST & YOUNG, LLP RALEIGH, North Carolina, United States
Custodian BNY MELLON NEW YORK CITY, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8749717559
Reported beneficial owners
28
Minimum commitment
$100K
Form D file number
021-204334

Form ADV 1097133 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FARRINGTON INTERNATIONAL EQUITY FUND QP LPOther Private Fund · Last reported Mar 31, 2017$22.3MGross asset value
Auditor ERNST & YOUNG, LLP RALEIGH, North Carolina, United States
Custodian BNY MELLON NEW YORK CITY, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7124083620
Reported beneficial owners
25
Minimum commitment
$100K
Form D file number
021-181377

Form ADV 1097133 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FARRINGTON DIVERSIFIED STRATEGIES FUND B (QP), L.P.Hedge Fund · Last reported Mar 31, 2017$20MGross asset value
Auditor ERNST & YOUNG, LLP RALEIGH, North Carolina, United States
Custodian BNY MELLON NEW YORK CITY, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1053330756
Reported beneficial owners
21
Minimum commitment
$100K
Form D file number
021-209972

Form ADV 1097133 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2017. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Fixed

Principal office

5915 FARRINGTON ROAD, SUITE 202
CHAPEL HILL, NC, 27517, United States

CRD 147745

Filing source

Form ADV 1097133 · Mar 31, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.