Investment adviser · CRD 162253

ETC INVESTMENT ADVISORS LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

DALLAS, TX, United States · Form ADV filed Sep 26, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ENERGY TRUST PARTNERS V LPVenture Capital Fund · Last reported Sep 26, 2026$102MGross asset value

Form D fundraising filings

Energy Trust Partners V LP

Fund administrator ENERGY SPECTRUM SECURITIES CORPORATION DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS DALLAS, Texas, United States
Custodian NORTHERN TRUST COMPANY DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source
Fund ID
805-4126034810
Reported beneficial owners
30
Minimum commitment
$4M
Form D file number
021-274433

Form ADV 2134086 · Sep 26, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENERGY TRUST PARTNERS IV LPVenture Capital Fund · Last reported Jan 2, 2024$27.8MGross asset value

Form D fundraising filings

Energy Trust Partners IV LP

Fund administrator ENERGY SPECTRUM SECURITIES CORPORATION DALLAS, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS L.L.P. DALLAS, Texas, United States
Custodian NORTHERN TRUST COMPANY DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS L.L.P.
PCAOB 238

Fund details & source
Fund ID
805-5256509542
Reported beneficial owners
13
Minimum commitment
$10M
Form D file number
021-177636

Form ADV 1808854 · Jan 2, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENERGY TRUST PARTNERS II LPVenture Capital Fund · Last reported Mar 27, 2015$13.3MGross asset value
Auditor PRICEWATERHOUSECOOPERS L.L.P. DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5760804343
Reported beneficial owners
13
Minimum commitment
$10M
Form D file number
021-76113

Form ADV 886507 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENERGY TRUST PARTNERS III LPVenture Capital Fund · Last reported Mar 29, 2021$10.6MGross asset value
Auditor PRICEWATERHOUSECOOPERS L.L.P. DALLAS, Texas, United States
Custodian NORTHERN TRUST COMPANY DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS L.L.P.
PCAOB 238

Fund details & source
Fund ID
805-7845986978
Reported beneficial owners
18
Minimum commitment
$5M
Form D file number
021-112761

Form ADV 1509297 · Mar 29, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 26, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

5956 SHERRY LANE, SUITE 1400
DALLAS, TX, 75225, United States

CRD 162253

Filing source

Form ADV 2134086 · Sep 26, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.