Investment adviser · CRD 164076

ESSEX ASSET ADVISORS INC.

Investment adviser filing (IA)

IVORYTON, CT, United States · Form ADV filed May 6, 2015

Regulatory AUM
$7M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE IVORYTON OPPORTUNITY FUND (CAYMAN) LIMITEDHedge Fund · Last reported May 6, 2015$7MGross asset value

Feeder funds

  • THE IVORYTON OPPORTUNITY FUND LLC
Fund administrator CORTLAND FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer LAMPERT CAPITAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PERSHING LLC
SEC 8-17574

LAMPERT CAPITAL MARKETS INC.
CRD 103725 · SEC 8-52234

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-9232686712
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-1603778

Form ADV 913403 · May 6, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 6, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

104 MAIN STREET SUITE 1
IVORYTON, CT, 06442, United States

CRD 164076

Filing source

Form ADV 913403 · May 6, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.