Investment adviser · CRD 161611

ESS FUND MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2015

Regulatory AUM: $33.2M
Client accounts: 32
Employees: 2
Advisory professionals: 2

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ESS CAPITAL MANAGEMENT, L.P.Hedge Fund · Last reported Mar 30, 2015$5.6MGross asset value

Form D fundraising filings

ESS Capital Management L.P.

Fund administrator COHEN & ASSOCIATEES WESTPORT, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian JP MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-6283954501
Reported beneficial owners: 9
Minimum commitment: $500K
Form D file number: 021-149090

Form ADV 903378 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

150 EAST 52ND STREET, 10TH FLOOR
NEW YORK, NY, 10022, United States

CRD 161611

Filing source

Form ADV 903378 · Mar 30, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.