Investment adviser · CRD 150142

ESM MANAGEMENT LLC

Investment adviser filing (IA)

· Form ADV filed Mar 19, 2026

Regulatory AUM: $1.39B
Client accounts: 5
Employees: 4
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$1,287,567,227	92.4%
Other clients	Fewer than 5	$57,920,331	4.2%
Other investment advisers	Fewer than 5	$48,418,480	3.5%
Pooled investment vehicles	1	$254,933	0.0%

Filing source

Form ADV 2072274 · Mar 19, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEWTON OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 19, 2026$255KGross asset value

Auditor AKRAM & ASSOCIATES PLLC CARY, North Carolina, United States

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

AKRAM & ASSOCIATES PLLC
PCAOB 5961

UBS SECURITIES LLC
SEC 8-22651

Fund details & source

Fund ID: 805-6722005434
Reported beneficial owners: 14
Minimum commitment: $50K
Form D file number: 021-129020

Form ADV 2072274 · Mar 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ESM FUND I, LPHedge Fund · Last reported Mar 28, 2019$27.3MGross asset value

Fund administrator HURLEY, O'NEILL & CO. QUINCY, Massachusetts, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor SANDLER & COMPANY, P.C. NEEDHAM, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

SANDLER & COMPANY, P.C.
PCAOB 3709

Fund details & source

Fund ID: 805-5852522931
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-128847

Form ADV 1266763 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE ABS FUND, LPHedge Fund · Last reported Dec 14, 2016$900KGross asset value

Auditor MONTE C. WALDMAN, CPA POMPANO BEACH, Florida, United States

Custodian NEWPORT COAST SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Prime broker STERNE, AGEE & LEACH, INC. BIRMINGHAM, Alabama, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

NEWPORT COAST SECURITIES, INC.
SEC 8-34790

STERNE, AGEE & LEACH, INC.
CRD 791 · SEC 8-11754

Fund details & source

Fund ID: 805-3995802192
Reported beneficial owners: 3
Minimum commitment: $50K

Form ADV 1056410 · Dec 14, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LONG TERM INSURED CREDIT FUND, LLCHedge Fund · Last reported Mar 23, 2021$0Gross asset value

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-1233138896
Reported beneficial owners: 13
Minimum commitment: $1M

Form ADV 1484215 · Mar 23, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 19, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

CRD 150142

Filing source

Form ADV 2072274 · Mar 19, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.