Investment adviser · CRD 265

ESI FINANCIAL ADVISORS

Investment adviser filing (IA)

EQUITY SERVICES, INC.

MONTPELIER, VT, United States · Form ADV filed Jul 1, 2026

Regulatory AUM: $2.78B
Client accounts: 12,379
Employees: 500
Advisory professionals: 460

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	8,856	$1,432,805,003	51.6%
High-net-worth individuals	3,041	$1,207,981,287	43.5%
Retirement plans	375	$93,138,835	3.4%
Corporations & businesses	103	$42,256,853	1.5%
Charities	Fewer than 5	$1,171,991	0.0%
Banks & thrifts	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 2116476 · Jul 1, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jul 1, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

ONE NATIONAL LIFE DRIVE
MONTPELIER, VT, 05604, United States

CRD 265

Filing source

Form ADV 2116476 · Jul 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.