Investment adviser · CRD 162252

ESC INVESTMENT ADVISORS LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

DALLAS, TX, United States · Form ADV filed Nov 5, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ENERGY SPECTRUM PARTNERS VII LPVenture Capital Fund · Last reported Nov 5, 2019$898MGross asset value
Auditor PRICEWATERHOUSECOOPERS L.L.P. DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS L.L.P.
PCAOB 238

Fund details & source
Fund ID
805-6292637075
Reported beneficial owners
94
Minimum commitment
$5M
Form D file number
021-224708

Form ADV 1354155 · Nov 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENERGY SPECTRUM PARTNERS VI LPVenture Capital Fund · Last reported Nov 5, 2019$348MGross asset value
Auditor PRICEWATERHOUSECOOPERS L.L.P. DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS L.L.P.
PCAOB 238

Fund details & source
Fund ID
805-5913609319
Reported beneficial owners
58
Minimum commitment
$5M
Form D file number
021-150468

Form ADV 1354155 · Nov 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENERGY SPECTRUM PARTNERS V LPVenture Capital Fund · Last reported Nov 5, 2019$14.2MGross asset value
Auditor PRICEWATERHOUSECOOPERS L.L.P. DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS L.L.P.
PCAOB 238

Fund details & source
Fund ID
805-9978468186
Reported beneficial owners
38
Minimum commitment
$5M
Form D file number
021-102955

Form ADV 1354155 · Nov 5, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENERGY SPECTRUM PARTNERS IV LPVenture Capital Fund · Last reported Mar 27, 2015$3.06MGross asset value
Auditor PRICEWATERHOUSECOOPERS L.L.P. DALLAS, Texas, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6483779145
Reported beneficial owners
22
Minimum commitment
$10M

Form ADV 886169 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 5, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

5956 SHERRY LANE, SUITE 900
DALLAS, TX, 75225, United States

CRD 162252

Filing source

Form ADV 1354155 · Nov 5, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.