Investment adviser · CRD 157974

EQUIFIN CAPITAL MANAGEMENT II LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 28, 2014

Regulatory AUM
$31.2M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EQUIFIN CAPITAL RESIDENTIAL CREDIT INVESTORS, L.P.Private Equity Fund · Last reported Mar 28, 2014$12.2MGross asset value
Custodian RBS CITIZENS, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5372846612
Reported beneficial owners
3
Minimum commitment
$5M

Form ADV 807423 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OZ RESIDENTIAL CREDIT CO-INVESTMENT, L.P.Private Equity Fund · Last reported Mar 28, 2014$8.99MGross asset value
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

Fund details & source
Fund ID
805-1170860201
Reported beneficial owners
4
Minimum commitment
$5M

Form ADV 807423 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EQUIFIN RESIDENTIAL CREDIT INVESTORS, L.P.Private Equity Fund · Last reported Mar 28, 2014$4.4MGross asset value
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian RBS CITIZENS, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8476635751
Reported beneficial owners
7
Minimum commitment
$5M

Form ADV 807423 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EQUIFIN CAPITAL PARTNERS II (OFFSHORE), LPPrivate Equity Fund · Last reported Mar 28, 2014$4.06MGross asset value
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian RBS CITIZENS, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8569225403
Reported beneficial owners
4
Minimum commitment
$5M
Form D file number
021-80252

Form ADV 807423 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EQUIFIN CAPITAL PARTNERS II, LPPrivate Equity Fund · Last reported Mar 28, 2014$1.34MGross asset value
Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States
Custodian RBS CITIZENS, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6373736556
Reported beneficial owners
4
Minimum commitment
$5M
Form D file number
021-80258

Form ADV 807423 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OZ FLAGSHIP CO-INVESTMENT, L.P.Private Equity Fund · Last reported Mar 28, 2014$269KGross asset value
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

Fund details & source
Fund ID
805-9766362694
Reported beneficial owners
4
Minimum commitment
$5M

Form ADV 807423 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

7 TIMES SQUARE, SUITE 2106
NEW YORK, NY, 10036, United States

CRD 157974

Filing source

Form ADV 807423 · Mar 28, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.