Investment adviser · CRD 291033

EQ WEALTH MANAGEMENT

Investment adviser filing (IA)

EQ, LLC

· Form ADV filed Sep 21, 2026

Regulatory AUM: $942M
Client accounts: 2,476
Employees: 15
Advisory professionals: 8

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	369	$897,479,730	95.3%
Individuals	156	$42,306,333	4.5%
Charities	19	$1,929,369	0.2%

Filing source

Form ADV 2133827 · Sep 21, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EQ INCOME FUND 1, LLC.Other Private Fund · Last reported Sep 21, 2026$27.6MGross asset value

Form D fundraising filings

EQ INCOME FUND I, LLC

Fund administrator VERIVEST FUND ADMINISTRATION PORTLAND, Oregon, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFERIES, LLP DENVER, Colorado, United States

Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No

Custodian UMPQUA BANK BELLEVUE, Washington, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFERIES, LLP
PCAOB 349

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

UMPQUA BANK
LEI IFQSIUC9AGQV2NE8CN25

Fund details & source

Fund ID: 805-1956432644
Reported beneficial owners: 76
Minimum commitment: $250K
Form D file number: 021-401962

Form ADV 2133827 · Sep 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 21, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets

Principal office

CRD 291033

Filing source

Form ADV 2133827 · Sep 21, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.