Investment adviser · CRD 281230
EPSTEIN AND WHITE FINANCIAL LLC
Investment adviser filing (IA)
SAN DIEGO, CA, United States · Form ADV filed May 28, 2021
- Regulatory AUM
- $583M Form ADV · Item 5.F
- Client accounts
- 3,310 Accounts, not individual clients
- Employees
- 19 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 1,128 | $347,424,448 | 59.6% |
| High-net-worth individuals | 137 | $225,213,780 | 38.6% |
| Retirement plans | Fewer than 5 | $10,616,788 | 1.8% |
Filing source
Form ADV 1544481 · May 28, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 28, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
9740 APPALOOSA ROAD, SUITE 150SAN DIEGO, CA, 92131, United States
CRD 281230
Filing source
Form ADV 1544481 · May 28, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.