Investment adviser · CRD 161037

ENHANCED CAPITAL PARTNERS, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 1, 2013

Regulatory AUM
$194M
Form ADV · Item 5.F
Client accounts
20
Accounts, not individual clients
Employees
26
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

26 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ENHANCED SMALL BUSINESS INVESTMENT COMPANY, LPOther Private Fund · Last reported Apr 1, 2013$91.9MGross asset value
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-9883310679
Reported beneficial owners
26
Minimum commitment
$1M

Form ADV 710081 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENHANCED CAPITAL CONNECTICUT FUND IIII, LLCOther Private Fund · Last reported Jun 27, 2012$33.8MGross asset value
Auditor ERNST & YOUNG NEW ORLEANS, Louisiana, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. JACKSONVILLE, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4057397465
Reported beneficial owners
1
Minimum commitment
$200K

Form ADV 627401 · Jun 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENHANCED CAPITAL TEXAS FUND II, LLCOther Private Fund · Last reported Jun 27, 2012$24.4MGross asset value
Auditor ERNST & YOUNG NEW ORLEANS, Louisiana, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. JACKSONVILLE, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8305696992
Reported beneficial owners
1
Minimum commitment
$200K

Form ADV 627401 · Jun 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENHANCED CAPITAL CONNECTICUT FUND I, LLCOther Private Fund · Last reported Jun 27, 2012$22.6MGross asset value
Auditor ERNST & YOUNG NEW ORLEANS, Louisiana, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. JACKSONVILLE, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1599949733
Reported beneficial owners
1
Minimum commitment
$200K

Form ADV 627401 · Jun 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENHANCED DELTA SMALL BUSINESS INVESTMENT FUND, LLCOther Private Fund · Last reported Jun 27, 2012$16.3MGross asset value
Auditor NOVOGRADIC & COMPANY, LLC DOVER, Ohio, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-7110096228
Reported beneficial owners
2
Minimum commitment
$1

Form ADV 627401 · Jun 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COUNCIL & ENHANCED TENNESSEE FUND, LLCOther Private Fund · Last reported Jun 27, 2012$14MGross asset value
Auditor ERNST & YOUNG NEW ORLEANS, Louisiana, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3613823455
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 627401 · Jun 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENHANCED CAPITAL NEW MARKET DEVELOPMENT FUND VI, LLCOther Private Fund · Last reported Jun 27, 2012$13MGross asset value
Auditor NOVOGRADIC & COMPANY, LLC DOVER, Ohio, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-3832111182
Reported beneficial owners
2
Minimum commitment
$1

Form ADV 627401 · Jun 27, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

601 LEXINGTON AVENUE - 55TH FLOOR
NEW YORK, NY, 10022-4637, United States

CRD 161037

Filing source

Form ADV 710081 · Apr 1, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.