Investment adviser · CRD 138978

EMPYREAN CAPITAL PARTNERS, LP

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 30, 2026

Regulatory AUM
$4.97B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
31
Reported in this filing
Advisory professionals
17
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$4,969,081,000100.0%
Filing source

Form ADV 2087899 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EMPYREAN CAPITAL OVERSEAS MASTER FUND, LTD.Hedge Fund · Last reported Mar 30, 2026$4.97BGross asset value

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP GRAND CAYMAN, Cayman Islands
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian BANK OF NEW YORK MELLON ORLANDO, Florida, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States
Prime broker J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States
Prime broker WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
SEC 8-129

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
SEC 8-35008

WELLS FARGO SECURITIES, LLC
SEC 8-65876

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source
Fund ID
805-9386846855
Reported beneficial owners
146
Minimum commitment
$5M
Form D file number
021-164125
Form D file number
021-68533
Form D file number
021-95961

Form ADV 2087899 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPYREAN CAPITAL FUND, LPHedge Fund · Last reported Jan 10, 2017$1.31BGross asset value

Form D fundraising filings

Empyrean Capital Fund, LP

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian BANK OF NEW YORK MELLON ORLANDO, Florida, United States Related to adviser: No
Custodian JPMORGAN CHASE, N.A. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC SAN FRANCISCO, California, United States
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Prime broker PERSHING LLC LOS ANGELES, California, United States
Prime broker WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

PERSHING LLC
CRD 7560 · SEC 8-17574

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source
Fund ID
805-9423665976
Reported beneficial owners
88
Minimum commitment
$5M
Form D file number
021-68533

Form ADV 1060916 · Jan 10, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPYREAN INVESTMENTS II, LLCHedge Fund · Last reported Feb 26, 2015$54.9MGross asset value
Fund administrator CITCO FUND SERVICES (SAN FRANCISCO), INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4503580393
Reported beneficial owners
7
Minimum commitment
$5M

Form ADV 880672 · Feb 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPYREAN LHMN SPV, LPHedge Fund · Last reported Mar 29, 2019$13MGross asset value

Form D fundraising filings

Empyrean LHMN SPV, LP

Feeder funds

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States
Custodian J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-6133326041
Reported beneficial owners
19
Minimum commitment
$1M
Form D file number
021-264176
Form D file number
021-264177

Form ADV 1294359 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

P EMP LTD.Hedge Fund · Last reported Jan 14, 2022$12.6MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Prime broker WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

WELLS FARGO SECURITIES, LLC
SEC 8-65876

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source
Fund ID
805-6427801844
Reported beneficial owners
21
Minimum commitment
$100K

Form ADV 1591959 · Jan 14, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

10250 CONSTELLATION BLVD., SUITE 2950
LOS ANGELES, CA, 90067, United States

CRD 138978

Filing source

Form ADV 2087899 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.