EMPIRICAL CAPITAL MANAGEMENT, LLC – investment adviser, $153M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$152,663,331	100.0%

Filing source

Form ADV 2133090 · Sep 17, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EMPIRICAL CAPITAL PARTNERS, L.P.Hedge Fund · Last reported Sep 17, 2026$140MGross asset value

Form D fundraising filings

EMPIRICAL CAPITAL PARTNERS LP

Fund administrator MICHAEL J. LICCAR & COMPANY, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CROWE, LLP LIVINGSTON, New Jersey, United States

Custodian JEFFERIES LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker JEFFERIES LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CROWE, LLP
PCAOB 173

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1146766471
Reported beneficial owners: 42
Minimum commitment: $1M
Form D file number: 021-70613

Form ADV 2133090 · Sep 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMPIRICAL CAPITAL SECULAR GROWTH FUND, L.P.Hedge Fund · Last reported Sep 17, 2026$11.9MGross asset value

Form D fundraising filings

Empirical Capital Secular Growth Fund, L.P.

Fund administrator MICHAEL J. LICCAR & COMPANY, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CROWE, LLP LIVINGSTON, New Jersey, United States

Custodian JEFFERIES LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker JEFFERIES LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CROWE, LLP
PCAOB 173

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-6014173026
Reported beneficial owners: 19
Minimum commitment: $500K
Form D file number: 021-397955

Form ADV 2133090 · Sep 17, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 17, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

100 BLUEGRASS COMMONS BLVD., SUITE 350
HENDERSONVILLE, TN, 37075, United States

CRD 160509

Filing source

Form ADV 2133090 · Sep 17, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.