Investment adviser · CRD 146097

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

Investment adviser filing (IA)

HOLMDEL, NJ, United States · Form ADV filed Sep 28, 2026

Regulatory AUM
$706M
Form ADV · Item 5.F
Client accounts
983
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
10
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals733$649,000,00091.9%
Individuals249$31,000,0004.4%
Other investment advisers1$26,000,0003.7%
Filing source

Form ADV 2135258 · Sep 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EMPIRE X LLCHedge Fund · Last reported Sep 28, 2026$25MGross asset value
Auditor OHAB & COMPANY MAITLAND, Florida, United States
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

OHAB & COMPANY
PCAOB 1839

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Fund details & source
Fund ID
805-3268410085
Reported beneficial owners
50
Minimum commitment
$250K

Form ADV 2135258 · Sep 28, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 28, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Commissions

Principal office

101 CRAWFORDS CORNER ROAD, SUITE 3128
HOLMDEL, NJ, 07733-2151, United States

CRD 146097

Filing source

Form ADV 2135258 · Sep 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.