Investment adviser · CRD 130032
EMERSON EQUITY LLC
Investment adviser filing (IA)
SAN MATEO, CA, United States · Form ADV filed Sep 10, 2026
- Regulatory AUM
- $322M Form ADV · Item 5.F
- Client accounts
- 682 Accounts, not individual clients
- Employees
- 343 Reported in this filing
- Advisory professionals
- 84 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 518 | $185,065,883 | 57.5% |
| High-net-worth individuals | 102 | $129,389,770 | 40.2% |
| Corporations & businesses | Fewer than 5 | $4,137,000 | 1.3% |
| Retirement plans | Fewer than 5 | $3,112,000 | 1.0% |
Filing source
Form ADV 2132055 · Sep 10, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
NEOWAVE EQUITY FUND LLCPrivate Equity Fund · Last reported Apr 26, 2012$500KGross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PERSHING LLC
SEC 8-17574
Fund details & source
- Fund ID
- 805-7939442691
- Reported beneficial owners
- 5
- Minimum commitment
- $100K
- Form D file number
- 021-141494
Form ADV 643406 · Apr 26, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 10, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
155 BOVET ROAD, SUITE 725SAN MATEO, CA, 94402, United States
CRD 130032
Filing source
Form ADV 2132055 · Sep 10, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.