Investment adviser · CRD 108233
EMBREE FINANCIAL GROUP
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Aug 17, 2026
- Regulatory AUM
- $2.64B Form ADV · Item 5.F
- Client accounts
- 2,378 Accounts, not individual clients
- Employees
- 18 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 88 | $1,312,434,214 | 49.6% |
| High-net-worth individuals | 363 | $1,148,215,815 | 43.4% |
| Individuals | 472 | $153,233,691 | 5.8% |
| Corporations & businesses | 12 | $30,477,971 | 1.2% |
| Other clients | Fewer than 5 | $507,196 | 0.0% |
Filing source
Form ADV 2125444 · Aug 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 17, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
440 N WELLS ST, SUITE 530CHICAGO, IL, 60654, United States
CRD 108233
Filing source
Form ADV 2125444 · Aug 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.