Investment adviser · CRD 329285
EMBARCADERO CAPITAL ADVISORS
Investment adviser filing (IA)
LAGUNA HILLS, CA, United States · Form ADV filed Jul 24, 2024
- Regulatory AUM
- $40M Form ADV · Item 5.F
- Client accounts
- 117 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 102 | $25,000,000 | 62.5% |
| Individuals | 15 | $15,000,000 | 37.5% |
Filing source
Form ADV 1891186 · Jul 24, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 24, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
23151 VERDUGO DRIVE, SUITE 106LAGUNA HILLS, CA, 92653, United States
CRD 329285
Filing source
Form ADV 1891186 · Jul 24, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.