Investment adviser · CRD 127679

EMANCIPATION CAPITAL LLC

Investment adviser filing (IA)

FISHKILL, NY, United States · Form ADV filed Oct 18, 2021

Regulatory AUM: $22M
Client accounts: 3
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$21,987,413	100.0%

Filing source

Form ADV 1571600 · Oct 18, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EMANCIPATION CAPITAL, LPHedge Fund · Last reported Oct 18, 2021$15.7MGross asset value

Fund administrator IMF, INC FLEMINGTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HARTGRAVES ACCOUNTING & CONSULTING,LLC DALLAS, Texas, United States

Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

HARTGRAVES ACCOUNTING & CONSULTING,LLC
PCAOB 6509

Fund details & source

Fund ID: 805-2970605175
Reported beneficial owners: 10
Minimum commitment: $1M

Form ADV 1571600 · Oct 18, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMANCIPATION CAPITAL SPV IV, LLCOther Private Fund · Last reported Oct 18, 2021$6.32MGross asset value

Fund administrator IFM, INC. FLEMINGTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor HARTGRAVES ACCOUNTING & CONSULTING, LLC DALLAS, Texas, United States

Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

HARTGRAVES ACCOUNTING & CONSULTING, LLC
PCAOB 6509

Fund details & source

Fund ID: 805-1413822337
Reported beneficial owners: 8
Minimum commitment: $100K

Form ADV 1571600 · Oct 18, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMANCIPATION CAPITAL MASTER, LTDHedge Fund · Last reported Jun 29, 2020$19.4MGross asset value

Feeder funds

EMANCIPATION CAPITAL, LP

Fund administrator IFM, INC. FLEMINGTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MOSS ADAMS, LLP DALLAS, Texas, United States

Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MOSS ADAMS, LLP
PCAOB 659

Fund details & source

Fund ID: 805-2927703629
Reported beneficial owners: 15
Minimum commitment: $1M

Form ADV 1439828 · Jun 29, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMANCIPATION CAPITAL SPV I, LLCOther Private Fund · Last reported Mar 30, 2012$15.7MGross asset value

Fund administrator IFM, INC PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, INC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4698376777
Reported beneficial owners: 8
Minimum commitment: $100K

Form ADV 632970 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMANCIPATION CAPITAL SPV II, LLCOther Private Fund · Last reported Mar 26, 2013$9.5MGross asset value

Fund administrator O'CONNOR DAVIES, LLP NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States

Custodian BNP PARIBAS NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4180866102
Reported beneficial owners: 6
Minimum commitment: $100K

Form ADV 718569 · Mar 26, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMANCIPATION CAPITAL SPV III, LLCOther Private Fund · Last reported Mar 29, 2016$0Gross asset value

Fund administrator IFM, INC. FLEMINGTON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian GOLDMAN SACHS NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG INC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3270113683
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 982702 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 18, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1065 MAIN STREET, SUITE F
FISHKILL, NY, 12524, United States

CRD 127679

Filing source

Form ADV 1571600 · Oct 18, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.