Investment adviser · CRD 297926
ELMWOOD ASSET MANAGEMENT LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 4, 2026
- Regulatory AUM
- $24.3B Form ADV · Item 5.F
- Client accounts
- 52 Accounts, not individual clients
- Employees
- 45 Reported in this filing
- Advisory professionals
- 21 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 52 | $24,285,364,415 | 100.0% |
Filing source
Form ADV 2050789 · Mar 4, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
50+ Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
Browse the first 49 funds across 7 pages.
ELMWOOD CLO VIII, LTD.Securitized Asset Fund · Last reported Mar 4, 2026$1.05BGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-3603014090
- Reported beneficial owners
- 5
- Minimum commitment
- $250K
Form ADV 2050789 · Mar 4, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ELMWOOD CLO 40 LTD.Securitized Asset Fund · Last reported Mar 4, 2026$1.01BGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
WELLS FARGO SECURITIES ADVISORS, LLC.
CRD 7665 · SEC 801-42443
Fund details & source
- Fund ID
- 805-3820558227
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2050789 · Mar 4, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ELMWOOD CLO 34 LTD.Securitized Asset Fund · Last reported Mar 4, 2026$1BGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-2978020629
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2050789 · Mar 4, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ELMWOOD CLO II, LTD.Securitized Asset Fund · Last reported Mar 4, 2026$993MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BOFA SECURITIES, INC.
CRD 283942 · SEC 801-112640
Fund details & source
- Fund ID
- 805-8944126712
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2050789 · Mar 4, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ELMWOOD CLO 16 LTD.Securitized Asset Fund · Last reported Mar 4, 2026$739MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-4793121183
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2050789 · Mar 4, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ELMWOOD CLO 14 LTD.Securitized Asset Fund · Last reported Mar 4, 2026$654MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387
Fund details & source
- Fund ID
- 805-3781416121
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2050789 · Mar 4, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ELMWOOD CLO 26 LTD.Securitized Asset Fund · Last reported Mar 4, 2026$600MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
Fund details & source
- Fund ID
- 805-7576842064
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2050789 · Mar 4, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 4, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
575 FIFTH AVENUE, 34TH FLOORNEW YORK, NY, 10017, United States
CRD 297926
Filing source
Form ADV 2050789 · Mar 4, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.