Investment adviser · CRD 156401

ELLIS LAKE CAPITAL, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 21, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ELLIS LAKE MASTER FUND, L.P.Hedge Fund · Last reported Mar 21, 2017$11MGross asset value

Feeder funds

Fund administrator HEDGESERV CORPORATION NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator HEDGESERV LIMITED DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MARCUM (CAYMAN) GEORGE TOWN, Cayman Islands
Auditor MARCUM LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK, AG FRANFURT, Germany Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-6137884221
Reported beneficial owners
45
Minimum commitment
$2.5M
Form D file number
021-138458
Form D file number
021-144526

Form ADV 1087489 · Mar 21, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

444 MADISON AVENUE, 40TH FLOOR
NEW YORK, NY, 10022, United States

CRD 156401

Filing source

Form ADV 1087489 · Mar 21, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.